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NPRR1073

Summary

Title Market Entry/Participation by Principals of Counter-Parties with Financial Obligations
Next Group
Next Step
Status Approved on 08/19/2021
Effective Dates
01/01/2022

Action

Date Gov Body Action Taken Next steps
08/19/2021 PUCT Approved
08/10/2021 BOARD Recommended for Approval PUCT for consideration
07/28/2021 TAC Recommended for Approval Revision Request Consideration
05/26/2021 TAC Deferred/Tabled Revision Request Consideration
04/28/2021 TAC Deferred/Tabled Revision Request Consideration
04/15/2021 PRS Recommended for Approval Revision Request Consideration

Voting Record

Date Gov Body Motion Result
08/19/2021 PUCT to approve NPRR1073 and accompanying ERCOT Market Impact Statement as presented in Project No. 52307 Passed
08/10/2021 BOARD To recommend approval of NPRR1073 as recommended by TAC in the 7/28/21 TAC Report Passed
07/28/2021 TAC to recommend approval of NPRR1073 as recommended by PRS in the 4/15/21 PRS Report as amended by the 7/6/21 Luminant comments; and the Revised Impact Analysis Passed
05/26/2021 TAC to table NPRR1073 until the July 28, 2021 TAC meeting, and to refer the issue to WMS Passed
04/28/2021 TAC to table NPRR1073 Passed
04/15/2021 PRS to grant NPRR1073 Urgent status; to recommend approval of NPRR1073 as amended by the 4/14/21 DC Energy comments; and to forward to TAC Passed

Background

Status: Approved
Date Posted: Apr 5, 2021
Sponsor: Morgan Stanley Capital Group Inc
Urgent: Yes
Sections: 16.1.2 (new), 16.2.1, 16.2.1.1 (new), 16.2.1.1, 16.2.2, 16.2.2.2, 16.2.2.3, 16.2.3.2, 16.8.1, 16.8.1.1 (new), 16.8.2, 16.8.2.2, 16.8.2.3, 16.8.3.1, Section 23 Form A, Section 23 Form G, ERCOT Fee Schedule
Description: This Nodal Protocol Revision Request (NPRR) modifies ERCOT’s market entry qualification and continued participation requirements for ERCOT Counter-Parties i.e., Qualified Scheduling Entities (QSEs) and Congestion Revenue Right (CRR) Account Holders, and modifies application forms for QSEs and CRR Account Holders. This NPRR makes the following modifications to Section 16, Registration and Qualification of Market Participants: (1) Defines Principals of a Market Participant; and (2) Provides that a QSE/CRR Account Holder applicant or existing QSE/CRR Account Holder must be able to demonstrate to ERCOT’s reasonable satisfaction that its Principals were/are not Principals of a terminated Market Participant with money remaining owed to ERCOT. This NPRR also modifies the QSE/CRR Account Holder applicant form to require disclosure of the Principals of the QSE/CRR Account Holder applicant.
Reason: Addresses current operational issues, Market efficiencies and enhancements

Key Documents

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