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NPRR1155
Summary
| Title | Attestation Regarding Market Participant Citizenship, Ownership, or Headquarters |
|---|---|
| Next Group | |
| Next Step | |
| Status | Approved on 05/11/2023 |
| Effective Dates |
06/01/2023
|
Action
| Date | Gov Body | Action Taken | Next steps |
|---|---|---|---|
| 05/11/2023 | PUCT | Approved | |
| 04/18/2023 | BOARD | Recommended for Approval | PUCT for consideration |
| 03/21/2023 | TAC | Recommended for Approval | Board for consideration |
| 03/08/2023 | PRS | Recommended for Approval | TAC for consideration |
| 02/09/2023 | PRS | Recommended for Approval | PRS for Impact Analysis consideration |
| 12/08/2022 | PRS | Deferred/Tabled | PRS for consideration |
Voting Record
| Date | Gov Body | Motion | Result |
|---|---|---|---|
| 05/11/2023 | PUCT | To approve NPRR1155 and accompanying ERCOT Market Impact Statement as presented in Project No. 54445, Review of Rules Adopted by the Independent Organization | Passed |
| 04/18/2023 | BOARD | To recommend approval of NPRR1155 as recommended by TAC in the 3/21/23 TAC Report | Passed |
| 03/21/2023 | TAC | To recommend approval of NPRR1155 as recommended by PRS in the 3/8/23 PRS Report | Passed |
| 03/08/2023 | PRS | To endorse and forward to TAC the 2/9/23 PRS Report and 11/22/22 Impact Analysis for NPRR1155 | Passed |
| 02/09/2023 | PRS | To recommend approval of NPRR1155 as submitted | Passed |
| 12/08/2022 | PRS | To table NPRR1155 | Passed |
Background
| Status: | Approved |
|---|---|
| Date Posted: | Nov 22, 2022 |
| Sponsor: | ERCOT |
| Urgent: | No |
| Sections: | 16.1, 16.1.3 (new), 16.15, 23M, and 23Q |
| Description: | This Nodal Protocol Revision Request (NPRR) amends the Market Participant eligibility criteria in Section 16, Registration and Qualification of Market Participants, by providing that an Entity is not eligible to register or maintain its registration with ERCOT as a Market Participant if the Entity meets any of the prohibited citizenship, ownership or headquarters criteria established in the Lone Star Infrastructure Protection Act (LSIPA), Texas Business and Commerce Code, Sections 113.002(a)(2)(A)-(b)(2)(B) or 2274.0102(a)(2)(A)-(b)(2)(B), added by Act of June 18, 2021, 87th Leg., R.S., Ch. 975 (S.B. 2116). The NPRR provides that if an Entity meets any of the LSIPA criteria solely due to the citizenship, ownership or headquarters of a wholly owned subsidiary, majority-owned subsidiary, or Affiliate, the Entity may be eligible to register as a Market Participant if it certifies that the subsidiary or Affiliate at issue will not have direct or remote access to or control of ERCOT’s Wide Area Network (WAN), Market Information System (MIS), or any data from such ERCOT systems. Any Entity that seeks to register as a Market Participant will be required to submit an attestation as reflected in the form Section 23, Form Q, Attestation Regarding Market Participant Citizenship, Ownership, or Headquarters, certifying that the Entity complies with the LSIPA criteria. If there are changes to a Market Participant’s citizenship, ownership, or headquarters such that the Market Participant meets any of the prohibited company citizenship, ownership or headquarters criteria identified in the LSIPA, then the Market Participant will be required to execute and submit a new attestation to ERCOT within ten Business Days of the change becoming effective. This NPRR amends the eligibility criteria for registration as an Independent Market Information System Registered Entity (IMRE) by adding a requirement that an Entity must have a genuine professional or business purpose for obtaining access to the MIS Secure Area to qualify for registration as an IMRE. ERCOT may determine, in its sole discretion, whether the Entity’s purpose qualifies for registration. |
| Reason: | Regulatory requirements |
Key Documents
Nov 22, 2022 - docx - 62.7 KB
Nov 22, 2022 - docx - 29.4 KB
Dec 12, 2022 - xls - 143 KB
Dec 12, 2022 - docx - 64 KB
Feb 10, 2023 - xls - 100 KB
Feb 10, 2023 - docx - 63.7 KB
Mar 8, 2023 - xls - 143 KB
Mar 8, 2023 - docx - 64.2 KB
Mar 22, 2023 - xls - 140.5 KB
Mar 22, 2023 - docx - 65 KB
Apr 18, 2023 - docx - 65 KB
May 11, 2023 - docx - 65.3 KB