Event Details

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Finance and Audit Committee Meeting
January 16, 2007 09:00 AM - 10:00 AM	RSVP: Becky Brecht

ERCOT Austin 8000 Metropolis (Building E), Suite 100 Austin, TX 78744 168	Dial-In: 866-793-9858 Dial-In Code: 8832290

Call to Order at 9:00 a.m. With Coverage of Critical Items Only

	Call to Order	C Karnei	9:00 a.m.
1.	Adjourn to Executive Session		.
	- Significant Audit Findings	B Wullenjohn
	- EthicsPoint Update	E Arterberry
	- Update on Internal Audit staffing	B Wullenjohn
	- Update on Internal Audit goals	C Karnei
	- Discussion with Executive Management	Jones/ Byone
	- Assessment of the adequacy & effectiveness of IA staff	B Wullenjohn; then committee discussion
	Reconvene to General Session
2.	Approval of Minutes* (Vote) (12/12/06)	C Karnei
3.	Confirm financial qualifications of committee members (see premail)	committee discussion
4.	Elect committee officers (VOTE)	S Byone
5.	Review Finance and Audit Committee charter	S Byone
6.	Review PwC disclosure of auditor independence	S Barry
7.	PwC Report on 2006 SAS 70 Audit	S Barry
8.	Assessment of compliance, the internal control environment and systems of internal controls	C Moseley/ M Petterson
9.	Review preliminary 2006 financial results (no premail)	M Petterson
10.	Quarterly Investment Results (no premail)	C. Yager
11.	Recommendation for Board approval of updated nodal fee filing (VOTE)	S Byone
12.	Determine new date for Credit Workshop	C. Yager
13.	Committee Briefs (premail only)	n/a
14.	Future Agenda Items	S Byone
	Adjourn		9:55 a.m.

Key Documents

20070116 FA mtg materials

Feb 12, 2007 - pdf - 1.3 MB

Jan 12, 2007 - pdf - 189.8 KB

Jan 8, 2008 - pdf - 49.2 KB

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